agent-builder/scripts/templates/governance/approval-gate.sh
Kjell Tore Guttormsen 912689f3c5 feat(templates): add governance and approval gate templates (Paperclip pattern)
Session 4 step 17 — 5 autonomy levels (0-4), PreToolUse approval-gate
hook polls approval-responses.jsonl with 60s timeout, blocks on no-response.

Co-Authored-By: Claude Sonnet 4.6 <noreply@anthropic.com>
2026-04-12 06:55:33 +02:00

162 lines
4.7 KiB
Bash

#!/bin/bash
# PreToolUse hook: Implement approval gates based on GOVERNANCE.md.
# Bash 3.2 compatible. Uses python3 for JSON/MD parsing.
#
# Follows Paperclip's approval mechanism:
# 1. Read GOVERNANCE.md for current autonomy level and gate definitions
# 2. Auto-approve or require human approval based on level
# 3. Write pending approval requests; check for responses
# 4. Timeout with no response → block
#
# Placeholders:
# {{WORKING_DIR}} - absolute path to project directory
WORKING_DIR="{{WORKING_DIR}}"
GOVERNANCE_DIR="$WORKING_DIR/governance"
GOVERNANCE_FILE="$WORKING_DIR/GOVERNANCE.md"
PENDING_FILE="$GOVERNANCE_DIR/pending-approvals.jsonl"
RESPONSES_FILE="$GOVERNANCE_DIR/approval-responses.jsonl"
AUDIT_LOG="$GOVERNANCE_DIR/audit.log"
APPROVALS_LOG="$GOVERNANCE_DIR/approvals.log"
APPROVAL_TIMEOUT=60
mkdir -p "$GOVERNANCE_DIR"
# Read hook input
INPUT=$(cat)
# Auto-approve tools based on autonomy level
DECISION=$(GOVERNANCE_FILE="$GOVERNANCE_FILE" python3 -c "
import re, json, sys, os
governance_file = os.environ.get('GOVERNANCE_FILE', '')
try:
data = json.loads('''$INPUT''')
except:
print('approve')
sys.exit(0)
tool_name = data.get('tool_name', '')
# Read governance policy
if not os.path.exists(governance_file):
print('approve')
sys.exit(0)
content = open(governance_file).read()
level_m = re.search(r'Current level:\s*(\d+)', content)
level = int(level_m.group(1)) if level_m else 0
# Safe read-only tools (always approved at level 1+)
read_tools = ['Read', 'Glob', 'Grep', 'LS']
# File operation tools (approved at level 2+)
file_tools = ['Write', 'Edit', 'MultiEdit']
# Non-destructive bash (approved at level 3+)
# Level 4: everything auto-approved
if level >= 4:
print('approve')
elif level >= 3 and tool_name not in ['Bash']:
print('approve')
elif level >= 2 and tool_name in read_tools + file_tools:
print('approve')
elif level >= 1 and tool_name in read_tools:
print('approve')
else:
print('gate')
" 2>/dev/null)
# Log every tool call to audit log
python3 -c "
import json, time, os
try:
data = json.loads('''$INPUT''')
tool_name = data.get('tool_name', 'unknown')
entry = time.strftime('%Y-%m-%dT%H:%M:%SZ', time.gmtime()) + ' TOOL ' + tool_name + ' decision=$DECISION'
with open('$AUDIT_LOG', 'a') as f:
f.write(entry + '\n')
except:
pass
" 2>/dev/null
if [ "$DECISION" = "approve" ]; then
exit 0
fi
# Gate: write pending approval request
REQUEST_ID=$(python3 -c "import time; print(str(int(time.time())))" 2>/dev/null)
python3 -c "
import json, time, os
try:
data = json.loads('''$INPUT''')
tool_name = data.get('tool_name', 'unknown')
tool_input = data.get('tool_input', {})
req = {
'id': '$REQUEST_ID',
'timestamp': time.strftime('%Y-%m-%dT%H:%M:%SZ', time.gmtime()),
'tool_name': tool_name,
'tool_input_summary': str(tool_input)[:200],
'status': 'pending'
}
with open('$PENDING_FILE', 'a') as f:
f.write(json.dumps(req) + '\n')
print('Approval required for: ' + tool_name)
print('Request ID: $REQUEST_ID')
print('Add response to: $RESPONSES_FILE')
print('Format: {\"id\": \"$REQUEST_ID\", \"decision\": \"approve\"}')
except:
pass
" >&2
# Poll for response
SECONDS_WAITED=0
while [ "$SECONDS_WAITED" -lt "$APPROVAL_TIMEOUT" ]; do
if [ -f "$RESPONSES_FILE" ]; then
RESPONSE=$(python3 -c "
import json, os
req_id = '$REQUEST_ID'
responses_file = '$RESPONSES_FILE'
try:
with open(responses_file) as f:
for line in f:
line = line.strip()
if line:
try:
r = json.loads(line)
if r.get('id') == req_id:
print(r.get('decision', 'deny'))
exit(0)
except:
pass
except:
pass
print('pending')
" 2>/dev/null)
if [ "$RESPONSE" = "approve" ]; then
python3 -c "
import json, time
entry = {'id': '$REQUEST_ID', 'timestamp': '$(date -u +%Y-%m-%dT%H:%M:%SZ)', 'decision': 'approved'}
with open('$APPROVALS_LOG', 'a') as f:
f.write(json.dumps(entry) + '\n')
" 2>/dev/null
exit 0
elif [ "$RESPONSE" = "deny" ]; then
python3 -c "
import json, time
entry = {'id': '$REQUEST_ID', 'timestamp': '$(date -u +%Y-%m-%dT%H:%M:%SZ)', 'decision': 'denied'}
with open('$APPROVALS_LOG', 'a') as f:
f.write(json.dumps(entry) + '\n')
" 2>/dev/null
echo '{"decision": "block", "reason": "Approval denied by operator."}'
exit 2
fi
fi
sleep 5
SECONDS_WAITED=$(( SECONDS_WAITED + 5 ))
done
# Timeout — block
echo "Approval timeout after ${APPROVAL_TIMEOUT}s — blocking tool call." >&2
echo '{"decision": "block", "reason": "Approval timeout. Check governance/pending-approvals.jsonl."}'
exit 2