llm-security-commons/docs/extraction-plan.md
Kjell Tore Guttormsen 0433240b14 feat(schema): add finding.schema.json with normative SARIF profile
The finding contract plus the SARIF 2.1.0 output profile, modelled on
llm-security's sarif-formatter.mjs (operator dump). Draft 2020-12, valid
against the metaschema.

The SARIF profile is proven, not transcribed: the mapping was re-implemented
from the commons JSON alone and diffed against the real toSARIF over 10
envelope shapes (all severities incl. unknown/undefined, slug edge cases,
rule-id collision, every optional-field combination, multi-scanner, explicit
version) — 0 differences.

Three things left honest rather than closed:
- additionalProperties stays open. The formatter CONSUMES findings, so fields
  it ignores are invisible in this evidence; the property list is a lower
  bound until the producer is supplied.
- The JSONL profile is status=unspecified with a TODO. "One finding per line"
  is inference, and a guessed normative contract is worse than a missing one.
- Node and the Python guard share only severity+owasp; the rest of the field
  names diverge (scanner/title vs detector/label). Recorded as an open
  question for v0.2.0, not settled silently here.

One published claim was wrong and is corrected: rule-id collision does NOT
cover punctuation, only case and whitespace runs. Caught by executing the
claim instead of asserting it.

Co-Authored-By: Claude Opus 5 (1M context) <noreply@anthropic.com>
Claude-Session: https://claude.ai/code/session_0191AKc2qW6tmXDFSx1xn53q
2026-08-09 14:52:53 +02:00

124 lines
8.1 KiB
Markdown
Raw Blame History

This file contains ambiguous Unicode characters

This file contains Unicode characters that might be confused with other characters. If you think that this is intentional, you can safely ignore this warning. Use the Escape button to reveal them.

# Extraction plan — v0.1.0
**Status: informative.** This is the plan of record for how this repository came to exist,
copied verbatim (structure preserved, lightly reformatted) from the operator brief that
opened it. It is **not** normative: nothing here constrains a consumer. When it disagrees
with `spec/` or `schema/`, those win.
Origin: **Phase 4 of the `llm-security` v8 plan**, which lives in the sibling repository
`llm-security`. That repository is context only — no session in this repository reads from
or writes to it.
## Charter
No engine code. Only: JSON data, normative specs, and a conformance corpus that several
runtimes (Node in `llm-security`, Python in a guard repo, a wiki) can run against and get
an identical verdict from. The pattern is copied from the sibling repository
`portfolio-optimiser-commons` (hard charter: "nothing here may import/depend on a
framework").
## Layout
```
llm-security-commons/
README.md # charter: data+contract+fixtures only, no engine code
lexicon/injection-lexicon.json
codepoints/carriers.json # zero-width, BIDI, Unicode-Tag ranges, homoglyph map
signatures/secret-egress.json
signatures/malware-signatures.json
signatures/active-content.json # EchoLeak: MD image/link/refdef/autolink, data:, active HTML
calibration/calibration.json # entropy floors, scan caps, disposition ranks
mapping/owasp-map.json # prefix -> LLM/ASI/AST/MCP
schema/finding.schema.json # + SARIF & JSONL profiles. Status: normative
spec/decode-pipeline.md # normative RFC-2119 decode order
conformance/ # {case}/input.txt + {case}/expected.json
STATE.md # LOCAL-ONLY / gitignored (mirror commons convention)
```
Every JSON file carries a top-level `"version"` field. Every spec carries a
`Status: normative` marker.
## v0.1.0 seed sources
`llm-security` is the canonical and richest source. **This repository's sessions have no
read access to it** — content arrives only as an operator-supplied dump. Security-critical
tables (homoglyph map, secret patterns, malware signatures) MUST come from real source
data, never from recollection or inference.
| Target | Seed source in `llm-security` (unless noted) |
|---|---|
| `lexicon/injection-lexicon.json` | `scanners/lib/injection-patterns.mjs` |
| `codepoints/carriers.json` | `scanners/unicode-scanner.mjs` + `scanners/lib/string-utils.mjs` (incl. `HOMOGLYPH_MAP`) |
| `signatures/secret-egress.json` | `knowledge/secrets-patterns.md` — the **18-entry hook table**, NOT the PCRE-flavored agent-consumed variant |
| `signatures/malware-signatures.json` | `knowledge/signatures.json` (the SIG scanner) |
| `signatures/active-content.json` | currently only in a guard repo's `active_content.py`. If unavailable: stub with a version field and a TODO naming the source |
| `calibration/calibration.json` | `scanners/lib/severity.mjs` — thresholds + scanner caps |
| `mapping/owasp-map.json` | `scanners/lib/severity.mjs``OWASP_MAP` (+ 3 sibling maps in the same file) |
| `schema/finding.schema.json` | modelled on `scanners/lib/sarif-formatter.mjs`'s SARIF shape |
| `conformance/` | union of the guard repo's `coverage.py` matrix (126 classes + 4 gaps-must-hold) and `llm-security/examples/` |
## Constraints
- Offline / deterministic only — no network, no model calls inside the data itself.
- Forgejo `open/` — never GitHub.
- MIT license, fork-and-own.
- `STATE.md` is LOCAL-ONLY (gitignored) — same convention as the rest of the polyrepo.
- **Behaviour preservation is the point:** this must not change a single finding in
`llm-security` when it is later consumed from here. That consumption happens in
`llm-security`'s own Phase 5 steps 34 — **not here.**
## Verification log
Every claim of fidelity below was produced by a command, not by reading. The check scripts
themselves deliberately do **not** live in this repository — executable code here would
breach the charter. They are reproducible from the description given.
### `signatures/active-content.json` — extracted 2026-08-09
Source: `llm-ingestion-pipeline-security` v0.3.4, commit `0bf0729` (2026-08-03),
`src/llm_ingestion_guard/active_content.py` + `calibration.py`. Read-only; nothing in that
repository was modified.
| Check | Method | Result |
| --- | --- | --- |
| JSON well-formed | `python3 -m json.tool` | pass |
| Patterns compile as Python `re` | translate `(?<``(?P<`, compile all 17 with declared flags | 17/17, 0 failures |
| Patterns compile as ECMAScript | `new RegExp(pattern, flags)` on all 17 | 17/17, 0 failures |
| Pattern text matches source | compare against the live `re.Pattern.pattern` of each source object, inline flags stripped | 12/17 byte-identical; 5 differ only by the documented `redundant-quote-escape` normalisation |
| The 5 normalised patterns behave identically | differential match-set comparison (offsets + captured text) against the source objects over a 30-input adversarial corpus: bare quotes, escaped quotes, markdown titles containing quotes, quoted/unquoted HTML attributes, quote runs of length 15 | 150 comparisons, 0 differences |
| The normalisation is necessary | `new RegExp('\\"', 'u')` and `'v'` in Node | both throw `Invalid escape`; the bare form compiles under `""`, `"u"` and `"v"` |
| Severities, ordinary severity, opacity floors, active-tag set, pass order | compare against `calibration.ACTIVE_CONTENT_SEVERITY`, `ACTIVE_CONTENT_ORDINARY_SEVERITY`, `URL_OPAQUE_*`, `active_content._ACTIVE_TAGS`, and the scan-call order in `scan_active_content` | all identical (23/23 tags, 6/6 severities, 4/4 floors) |
Not verified, and not claimed: that the Node consumer's active-content behaviour matches
this table. The source module states the Node port shares its severities; that is the
module's claim, and confirming it needs the Node file.
### `schema/finding.schema.json` — extracted 2026-08-09
Source: `llm-security/scanners/lib/sarif-formatter.mjs`, supplied as an operator dump. No
commit hash accompanied it, so provenance is recorded as `unknown` rather than guessed.
| Check | Method | Result |
| --- | --- | --- |
| JSON well-formed | `python3 -m json.tool` | pass |
| Valid JSON Schema | `jsonschema` `check_schema` against draft 2020-12 | pass |
| Accepts/rejects findings correctly | 2 valid + 3 invalid findings (missing `scanner`, unknown severity, `line: 0`) | 5/5 as intended |
| SARIF profile reproduces the source | re-implemented the mapping **from the commons JSON alone** and diffed `JSON.stringify` against the real `toSARIF` over 10 envelope shapes: empty, missing `scanners`, empty `scanners`, scanner with no findings, all five severities plus an unknown and an `undefined` one, five slug edge cases (double space, tab, newline, leading/trailing space, mixed case), a rule-id collision, all seven optional-field combinations, two scanners, and an explicit `version` argument | 10/10 identical, 0 differences |
| The three `known_lossiness` claims are true | executed each against the real formatter | all three confirmed, **and one earlier claim corrected**: punctuation does *not* collapse — the slug lowercases and collapses whitespace only, so `Zero-width carrier` and `Zero-width carrier!` remain distinct ids. The wrong claim was published in the first draft of this file and fixed before commit. |
Not verified, and recorded in the file as open: the finding **producer** was not supplied, so
the property list is a lower bound; `scanner` and `severity` are required by design rather
than by evidence; and the JSONL profile is left explicitly `unspecified` rather than
invented, because "one finding per line" is inference.
## Definition of done for v0.1.0
1. Repository initialized, Forgejo remote `open/llm-security-commons`, MIT, `STATE.md`
gitignored.
2. Every file in the layout above present and populated from verified seed data — or
explicitly and visibly stubbed where the source was unavailable.
3. All JSON well-formed, every data file carrying `"version"`, every spec carrying
`Status: normative`.
4. Tagged `v0.1.0` and pushed.
5. A `coord` message sent to `llm-security` announcing that the repository and `v0.1.0`
exist, so Phase 5 step 3 (vendoring) can start from there.